Quarterly Compliance under the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 Regulation Compliance/Disclosures/Report Timeline Due Date Q1 Ending June Q2 Ending September Q3 Ending December Q4 Ending March Regulation 31 (1) (b) Disclosure of Shareholding Pattern Within 21st day from the end of the quarter By 21st July By 21st October By 21st January By 21st April 27(2)(a) Corporate Governance Report Corporate…
BEFORE THE SECURITIES APPELLATE TRIBUNAL MUMBAIAPPEAL NO. 1/2001 In the matter of: R.K. Agarwal Appellant Vs. Securities and Exchange Board of India Respondent APPEARANCE None for the Appellant Mr. K.R.C.V. Seshachalam Asst. Legal Adviser, SEBI for the Respondent (Appeal arising out of the order dated 3.11.2000 made by the Chairman, Securities and Exchange Board of…
SECURITIES AND EXCHANGE BOARD OF INDIA FINAL ORDER Under Sections 11(1), 11(4), 11(4A), 11B(1), 11B(2) and 15I of the Securities and Exchange Board of India Act, 1992 read with Rule 5 of the SEBI (Procedure for Holding Inquiry and Imposing Penalties) Rules, 1995 and Sections 12A(1), 12A(2) and 23I of Securities Contracts (Regulations) Act, 1956…
MASTER CIRCULAR SEBI/HO/ISD/ISD/CIR/P/2021/22 March 01, 2021 To 1. All Recognized Stock Exchanges 2. All Depositories 3. All Listed Companies 4. All Market Intermediaries registered with SEBI under Section 12 of the SEBI Act, 1992 5. Fiduciaries as per SEBI (Prohibition of Insider Trading) Regulations, 2015 Dear Sir/Madam, Sub: Master Circular on Surveillance of Securities Market…
MINISTRY OF FINANCE (Department of Economic Affairs) NOTIFICATION New Delhi, the 24th December, 2021 S.O. 5401(E).—In exercise of the powers conferred by sub-clause (iia) of clause (h) of section 2 of the Securities Contracts (Regulation) Act, 1956 (42 of 1956), (hereinafter referred to as the said Act), the Central Government hereby declares “Electronic Gold Receipt”…
SECURITIES AND EXCHANGE BOARD OF INDIA (INTERNATIONAL FINANCIAL SERVICES CENTRES) GUIDELINES, 2015 Dated : March 27th, 2015. In exercise of the powers conferred by section 11(1) of the Securities and Exchange Board of India Act, 1992 and sections 4 and 8A of the Securities Contracts (Regulation) Act, 1956 read with Section 18(2) of the Special…
SECURITIES AND EXCHANGE BOARD OF INDIA GENERAL ORDER NO 1 OF 2020 SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUING OBSERVATIONS ON DRAFT OFFER DOCUMENTS PENDING REGULATORY ACTIONS) ORDER, 2020 The Board is empowered under clause (b) of sub-section (1) of section 11A of the Securities and Exchange Board of India Act 1992 (“the Act”) to…
GAZETTE OF INDIA EXTRAORDINARY PART – III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, SEPTEMBER 02, 2015 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 2nd September, 2015 SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 No. SEBI/LAD-NRO/GN/2015-16/013 In exercise of the powers conferred by section 11,…
COMPANIES (ISSUE OF GLOBAL DEPOSITORY RECEIPTS) RULES, 2014 NOTIFICATION NO. GSR 252(E) [F.NO.1/21/13-CL-V], DATED 31-3-2014 In exercise of the powers conferred by section 41 read with 469 of the Companies Act, 2013, the Central Government hereby makes the following rules, namely:— Short title and commencement 1. (1) These Rules may be called Companies (Issue of…
CHAPTER I PRELIMINARY Short title, extent & commencement. (1) This Act may be called the Securities and Exchange Board of India Act, 1992. (2) It extends to the whole of India. (3) It shall be deemed to have come into force on the 30th day of January, 1992. Definitions. (1) In this Act, unless the…
